FCA

Industry

Tom Ellis: MPs give us hope for FSCS levy progress but the FCA whisks it away

Nikhil Rathi grilled by MPs

06 November 2020 • 4 min read

Industry

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

'Adviser to the stars' currently in jail

05 November 2020 • 1 min read

Property

HMRC weighs ISA ban on 'new' property fund investments

Response to FCA's planned 180-day notice period

29 October 2020 • 2 min read

Regulation

SMCR sparks just one enforcement action in nearly five years

FOI reveals

27 October 2020 • 2 min read

Regulation

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

23 October 2020 • 3 min read

Industry

Aegon study highlights impact of fund fees and complexity on returns

Passives fare better than active funds over long term

22 October 2020 • 2 min read

Alternatives

Is the grass always greener? The legalities of investing in cannabis for UK investors

Assessing the legal ramifications

19 October 2020 • 4 min read

Regulation

FCA fines investment house over Premier Oil short disclosure

Fined £873,118 for failing to disclose position

14 October 2020 • 2 min read

Regulation

AJ Bell chief warns FCA about dangers of investment pathways reforms

Could lead to claims from 'ambulance-chasing lawyers'

13 October 2020 • 2 min read

Regulation

Transparency Task Force publishes FCA 'wish list'

TTF wants greater consumer protection

13 October 2020 • 3 min read