FCA

Platforms

Woodford investor law firm calls for platforms to reveal 'commercial arrangements' with managers

Investment risk should be separated into multiple metrics

15 December 2020 • 2 min read

Regulation

FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Ex-Fenician Capital Management CIO punished

15 December 2020 • 2 min read

Regulation

FCA fines financial planning firm £107k for unsuitable pension transfer advice

£2.6m in redress paid

10 December 2020 • 2 min read

Investment

Kernow AM launched as regulated firm with FCA approval

Founded by former Downing fund manager Alyx Wood

01 December 2020 • 1 min read

Regulation

Regulation Blog: Bitcoin to become more trackable under EU plans

MiFID II, SMCR and beyond

30 November 2020 • 1 min read

Advisory

PIMFA: Treasury and FCA must review FSCS levy to protect sector and consumers

Probe into intelligence provisions also sought

30 November 2020 • 2 min read

Regulation

Retail investors scammed out of £10m as fraud continues to surge

Reported incidents quadruple since July

28 November 2020 • 2 min read

Regulation

KPMG: Investment firms strengthen risk functions amid Covid-19

Stress testing boosted

26 November 2020 • 2 min read

Investment

Change or be left behind: Four ways to manage financial regulation in the age of uncertainty

Avoiding the impact of Brexit

16 November 2020 • 5 min read

Funds

BlueBay's head of investment risk Blua: Daily dealing property funds an 'aberration'

Structure 'an accident waiting to happen'

13 November 2020 • 4 min read