FCA

Property

HMRC weighs ISA ban on 'new' property fund investments

Response to FCA's planned 180-day notice period

clock 29 October 2020 • 2 min read

Regulation

SMCR sparks just one enforcement action in nearly five years

FOI reveals

clock 27 October 2020 • 2 min read

Regulation

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

clock 23 October 2020 • 3 min read

Industry

Aegon study highlights impact of fund fees and complexity on returns

Passives fare better than active funds over long term

clock 22 October 2020 • 2 min read

Alternatives

Is the grass always greener? The legalities of investing in cannabis for UK investors

Assessing the legal ramifications

clock 19 October 2020 • 4 min read

Regulation

FCA fines investment house over Premier Oil short disclosure

Fined £873,118 for failing to disclose position

clock 14 October 2020 • 2 min read

Regulation

AJ Bell chief warns FCA about dangers of investment pathways reforms

Could lead to claims from 'ambulance-chasing lawyers'

clock 13 October 2020 • 2 min read

Regulation

Transparency Task Force publishes FCA 'wish list'

TTF wants greater consumer protection

clock 13 October 2020 • 3 min read

Regulation

FCA bans sale of crypto-derivatives to retail investors

Ban to save consumers £53m per year

clock 06 October 2020 • 1 min read

Desktop

Regulator extends 10% drop rule suspension for additional six months

Covid-19 hiatus

clock 01 October 2020 • 2 min read
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