Regulation
Regulation Blog: All the latest news, analysis and comment on asset management directives
MiFID II, SMCR and beyond
GAM agrees deal to sell final ARBF assets
GFG Alliance will acquire outstanding debt
FCA sets out five priorities for 2019/20; plans new MiFID prudential regime
Brexit remains key priority
Has the FCA sharpened its claws of late?
Reviewing the regulator's latest aggressive streak
FCA issues second warning about 'seriousness' of misleading advertisements
'Dear CEO' letter published yesterday
Diversity blog: Gender pay gap reporting still unclear as companies struggled to meet deadline
Round-up of diversity coverage
More than 1,000 investment firms fail MiFID II transaction reporting requirements
'Many thousands more' could be non-compliant
Update: FCA fines Standard Chartered £102m for money laundering failings
'Large number' of investigations in pipeline
City Hive reveals founding firms line-up
Network for change
Goldman and UBS MiFID fines a 'statement of intent' from FCA
Enforcement could increase under MiFID II
The most consistent 'veteran' managers over the past decade
Investment Week research
UK fund board overhaul rules must be stricter to achieve 'substantial change'
Six months before deadline
FCA's supervision of London Capital & Finance to be investigated
'Broad and comprehensive remit'
Update: Ex-Barclays EURIBOR riggers handed nine year sentence
Eighth EURIBOR rate-rigging conviction by the Serious Fraud Office
FCA devotes more than 300,000 man-hours to Brexit
UK missed today's Brexit 'deadline'
Update: FCA confirms retail ban on 'gambling product' binary options
CFD decision expected soon
Goldman Sachs slapped with £34m fine for 'serious and prolonged' MiFID reporting failures
On transactions between November 2007 and March 2017
Fitch hit with record ESMA fine for conflict of interest breach
Took place between 2013 and 2018
Gross, Scrimgeour and Peak: The biggest people moves in Q1
Key hires and departures so far this year
Unigestion CEO Frick: We want to be in the small but specialised camp of asset managers
What does it take to stand out from the crowd?
New whistleblower protections could expose firms to baseless allegations
Follows new FCA guidance
Bitcoin versus the FCA
How can the regulator and cryptocurrency see eye to eye?
How can investment firms prepare for Brexit?
Futureproofing ahead of 29 March deadline
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