Financial Conduct Authority

AIC: Keep private investors away from LTAF to prevent Woodford 2.0

Regulation

AIC: Keep private investors away from LTAF to prevent Woodford 2.0

77% of Woodford investors have less faith in industry

clock 13 October 2021 • 2 min read
FCA proposes salary overhaul and end to discretionary bonuses

Regulation

FCA proposes salary overhaul and end to discretionary bonuses

From 1 April 2022

clock 08 October 2021 • 2 min read
FCA has not rejected a fund application in five years despite complaints over fund quality

Funds

FCA has not rejected a fund application in five years despite complaints over fund quality

Nick Miller has said funds ‘must improve’

clock 07 October 2021 • 2 min read
FCA to introduce 'synthetic' LIBOR rates as year-end conversion 'not practicable'

Regulation

FCA to introduce 'synthetic' LIBOR rates as year-end conversion 'not practicable'

For duration of 2022

clock 29 September 2021 • 2 min read
Rory Bateman: Why is the UK investment climate so hot right now?

UK

Rory Bateman: Why is the UK investment climate so hot right now?

'Great British Sell Off' materialises

clock 23 September 2021 • 4 min read
ESG metrics on AoVs: 'Positive and brave' or 'green-value kumbaya'?

ESG

ESG metrics on AoVs: 'Positive and brave' or 'green-value kumbaya'?

Investors' opinions are divided

clock 22 September 2021 • 5 min read
IA warns of problematic data gaps in response to FCA TCFD proposals

ESG

IA warns of problematic data gaps in response to FCA TCFD proposals

Lack of data could be detrimental

clock 13 September 2021 • 3 min read
Company director jailed for £2.5m money laundering fraud

Regulation

Company director jailed for £2.5m money laundering fraud

Richard Faithfull part of organised crime group

clock 09 September 2021 • 2 min read
FCA's lofty proposals could push firms across tightrope

Regulation

FCA's lofty proposals could push firms across tightrope

New rules could cause problems

clock 07 September 2021 • 3 min read
Mattioli Woods completes Ludlow acquisition after short delay

Wealth managers

Mattioli Woods completes Ludlow acquisition after short delay

Mattioli Woods has completed the acquisition of Ludlow Wealth Management, subject to regulatory approval, after extending the long stop date of the share price agreement by a month on 1 September.

clock 06 September 2021 • 1 min read
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