Financial services

FCA approves AssetCo takeover of River and Mercantile

Regulation

FCA approves AssetCo takeover of River and Mercantile

Important milestone in transaction

clock 19 May 2022 • 1 min read
HM Treasury in conversation with FCA over PRIIPs

Regulation

HM Treasury in conversation with FCA over PRIIPs

Part of wider review

clock 16 May 2022 • 1 min read
FCA launches consultation on Russia side pockets

Regulation

FCA launches consultation on Russia side pockets

Closes 16 May 2022

clock 28 April 2022 • 1 min read
FCA's Rusu announces expansion of guidance for fintech firms

Technology

FCA's Rusu announces expansion of guidance for fintech firms

Speaking at City Week 2022

clock 27 April 2022 • 1 min read
FCA's Rathi announces new approach for firms amid calls for crypto clarity

Regulation

FCA's Rathi announces new approach for firms amid calls for crypto clarity

Speech at Guildhall

clock 26 April 2022 • 2 min read
HM Treasury launches UK Transition Plan Taskforce

ESG

HM Treasury launches UK Transition Plan Taskforce

Tackle greenwashing

clock 25 April 2022 • 1 min read
AssetCo AGM: 'Overwhelming' support for River and Mercantile reverse takeover

Regulation

AssetCo AGM: 'Overwhelming' support for River and Mercantile reverse takeover

100% shareholder approval

clock 13 April 2022 • 2 min read
FCA's Response to the Complaints Commissioner Shows arrogance, aberration and abdication

Companies

FCA's Response to the Complaints Commissioner Shows arrogance, aberration and abdication

FCA asleep at the wheel

clock 08 April 2022 • 4 min read
Senior manager misconduct investigations halve in 2021

Financial services

Senior manager misconduct investigations halve in 2021

Only two penalties since 2016

clock 28 March 2022 • 1 min read
AIC calls for 'radical review' of consumer disclosure regime as FCA scraps PRIIPs performance requirement

Regulation

AIC calls for 'radical review' of consumer disclosure regime as FCA scraps PRIIPs performance requirement

‘Uneven playing field’

clock 25 March 2022 • 2 min read
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