FCA

Regulation

Retail investors scammed out of £10m as fraud continues to surge

Reported incidents quadruple since July

28 November 2020 • 2 min read

Regulation

KPMG: Investment firms strengthen risk functions amid Covid-19

Stress testing boosted

26 November 2020 • 2 min read

Investment

Change or be left behind: Four ways to manage financial regulation in the age of uncertainty

Avoiding the impact of Brexit

16 November 2020 • 5 min read

Funds

BlueBay's head of investment risk Blua: Daily dealing property funds an 'aberration'

Structure 'an accident waiting to happen'

13 November 2020 • 4 min read

Industry

Tom Ellis: MPs give us hope for FSCS levy progress but the FCA whisks it away

Nikhil Rathi grilled by MPs

06 November 2020 • 4 min read

Industry

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

'Adviser to the stars' currently in jail

05 November 2020 • 1 min read

Property

HMRC weighs ISA ban on 'new' property fund investments

Response to FCA's planned 180-day notice period

29 October 2020 • 2 min read

Regulation

SMCR sparks just one enforcement action in nearly five years

FOI reveals

27 October 2020 • 2 min read

Regulation

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

23 October 2020 • 3 min read

Industry

Aegon study highlights impact of fund fees and complexity on returns

Passives fare better than active funds over long term

22 October 2020 • 2 min read