FCA

UK

Shock and awe: Was CFA UK intervention in the assessment of value useful?

Sensationalist approach under question

30 March 2021 • 4 min read

Absolute Return

7IM suspends dealing in two funds over liquidity concerns

Based on two illiquid securities

30 March 2021 • 2 min read

Regulation

FCA tries to ban IFA convicted of grooming

Decision referred to Tribunal

29 March 2021 • 1 min read

Funds

FCA and BoE review liquidity rules for open-ended funds

Changes follow Woodford collapse

29 March 2021 • 2 min read

Regulation

FCA boosts measures to encourage whistleblowers with 'In confidence, with confidence' campaign

Pledge to improve confidentiality and protection

24 March 2021 • 2 min read

Regulation

Industry welcomes FCA warning to new investors but cautions need for balance

Renewed calls for financial education in schools

23 March 2021 • 3 min read

Regulation

FCA warns of risks facing new generation of DIY investors

Newer investors take greater risks

23 March 2021 • 4 min read

Funds

Hargreaves Lansdown faces legal action over Woodford fund

Letters Before Action sent to HL and Link Fund Solutions

22 March 2021 • 2 min read

Investment

Woodford investors 'must be prepared to go all the way to trial'

Clifford Chance appointed by Link

10 March 2021 • 1 min read

Regulation

Jersey will not be 'back door' for Woodford relaunch - reports

Regulator issues firm warning

08 March 2021 • 1 min read