FCA

'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector

Regulation

'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector

Questions remain

clock 23 April 2024 • 4 min read
FCA eyes extension of SDR remit to include portfolio managers

Regulation

FCA eyes extension of SDR remit to include portfolio managers

Consultation paper

clock 23 April 2024 • 4 min read
House of Lords challenges 'disproportionate' FCA investigations proposal

UK

House of Lords challenges 'disproportionate' FCA investigations proposal

Letter to FCA CEO Nikhil Rathi

clock 22 April 2024 • 2 min read
Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Alternatives

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Lead to demands for more clarity

clock 17 April 2024 • 4 min read
FCA's Sheree Howard: Firms' culture must change to attract female talent

Diversity

FCA's Sheree Howard: Firms' culture must change to attract female talent

'Better mix' needed

clock 16 April 2024 • 4 min read
Willis Towers Watson eyes private equity LTAF launch

Funds

Willis Towers Watson eyes private equity LTAF launch

Available to individual professional investors

clock 15 April 2024 • 1 min read
Friday Briefing: Woodford is right – Link has a lot to answer for

Industry

Friday Briefing: Woodford is right – Link has a lot to answer for

FCA issues warning notice

clock 15 April 2024 • 6 min read
DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment Trusts

DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

Investment platforms address concerns

clock 12 April 2024 • 5 min read
Industry questions where the blame lies for Woodford liquidity issues

Regulation

Industry questions where the blame lies for Woodford liquidity issues

Reaction to FCA warning notice

clock 11 April 2024 • 3 min read
Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Industry

Woodford argues responsibility for liquidity failings lies with Link Fund Solutions

Refutes FCA findings

clock 11 April 2024 • 2 min read
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