Regulation

FCA fines and bans ex-Shard Capital CEO from working in financial services

Regulation

FCA fines and bans ex-Shard Capital CEO from working in financial services

After giving false client money info

clock 08 May 2024 • 1 min read
The Big Interview: Behind the scenes of launching Fulcrum's LTAF

Asset Managers

The Big Interview: Behind the scenes of launching Fulcrum's LTAF

Joe Davidson speaks to Investment Week

clock 07 May 2024 • 5 min read
FCA and Bank of England clash over systemic threat posed by private equity

Regulation

FCA and Bank of England clash over systemic threat posed by private equity

FCA chief Nikhil Rathi expresses scepticism

clock 02 May 2024 • 2 min read
Treasury and FCA unveil roadmap to the Overseas Funds Regime

Regulation

Treasury and FCA unveil roadmap to the Overseas Funds Regime

Equivalence for EEA funds

clock 02 May 2024 • 1 min read
PIMFA's Ostojitsch: FCA regulation 'lacks coherent vision' at times

Regulation

PIMFA's Ostojitsch: FCA regulation 'lacks coherent vision' at times

Morningstar conference

clock 01 May 2024 • 2 min read
FCA's Sacha Sadan: SDR will help bring 'trust and integrity' back to the sector

Regulation

FCA's Sacha Sadan: SDR will help bring 'trust and integrity' back to the sector

Amundi conference

clock 01 May 2024 • 3 min read
Jeremy Hunt calls on FCA to 're-look' at name and shame policy – reports

Regulation

Jeremy Hunt calls on FCA to 're-look' at name and shame policy – reports

Following industry backlash

clock 01 May 2024 • 2 min read
House of Lords condemns FCA's application of cost disclosure regime for investment trusts

Investment Trusts

House of Lords condemns FCA's application of cost disclosure regime for investment trusts

Letter to regulator chief Nikhil Rathi

clock 01 May 2024 • 2 min read
FCA outlines post-Brexit overhaul of UK's securitisation regime

Regulation

FCA outlines post-Brexit overhaul of UK's securitisation regime

Policy statement published

clock 30 April 2024 • 3 min read
Trade bodies call for Chancellor to stop FCA 'name and shame' policy

Regulation

Trade bodies call for Chancellor to stop FCA 'name and shame' policy

‘A worrying development’

clock 29 April 2024 • 2 min read
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