Regulation

Regulation

ESMA warns firms amid 'surge in trading by retail clients'

Investment firms face "even greater duties"

clock 07 May 2020 • 1 min read

Financial services

Industry Voice: Fintech innovation: A pure play enduring disruption

clock 06 May 2020 • 3 min read

Wealth managers

Kingswood acquires Californian wealth management firm to increase US footprint

Will lead to £1.6bn enterprise in US

clock 05 May 2020 • 2 min read

Funds

Value assessment forces rethink on Artemis funds

Mergers ahead

clock 04 May 2020 • 3 min read

Regulation

IA warns of 'heightened criminal activity' from coronavirus scammers

Jump in phishing and 'smishing' tactics reported

clock 29 April 2020 • 3 min read

Regulation

IA to suspend equity income yield requirements for 12 months

Affects funds in UK equity income and global equity income sectors

clock 22 April 2020 • 1 min read

Regulation

'Three stars': Columbia Threadneedle funds board rates UK range 'good'

Firm's first value assessment report

clock 20 April 2020 • 2 min read

Wealth managers

Tilney/Smith & Williamson merger delayed due to coronavirus pandemic

'Significant progess' made in FCA talks so far

clock 15 April 2020 • 2 min read

Regulation

Underperforming Orbis funds 'delivered value for money in 2019'

Firm's first AoV report

clock 15 April 2020 • 3 min read

Regulation

FCA acts to aid listed companies during Covid-19 crisis

Guidance on due diligence published

clock 08 April 2020 • 2 min read
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