Fund managers

Central Bank of Ireland imposes its first ever fine on an investment fund

Regulation

Central Bank of Ireland imposes its first ever fine on an investment fund

€192,500 penalty

clock 01 December 2023 • 2 min read
Allfunds receives UK regulatory authorisation

Companies

Allfunds receives UK regulatory authorisation

Third Country Branch

clock 30 November 2023 • 1 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Hold capital for redress

clock 29 November 2023 • 3 min read
SDR has consumer at its heart but adviser role is now key

ESG

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 28 November 2023 • 4 min read
Watts and Williamson depart Jupiter to focus on Chrysalis

Investment Trusts

Watts and Williamson depart Jupiter to focus on Chrysalis

Service and Gilbert take on UK Mid Cap fund

clock 27 November 2023 • 3 min read
Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Market maker exemptions

clock 22 November 2023 • 2 min read
Stories of the week: 3 November

Global

Stories of the week: 3 November

Odey Asset Management; BoE; Fed; - The biggest stories from the world of investment and asset management this week

clock 03 November 2023 • 1 min read
Former FCA chair slams proposed crypto regulation from government

Regulation

Former FCA chair slams proposed crypto regulation from government

Charles Randell

clock 03 November 2023 • 2 min read
Industry bodies agree standardised responsible investment definitions

ESG

Industry bodies agree standardised responsible investment definitions

Including CFA Institute and UN PRI

clock 02 November 2023 • 3 min read
Fidelity Investments and Jupiter among fund houses hit by CAB Payments sell-off

Companies

Fidelity Investments and Jupiter among fund houses hit by CAB Payments sell-off

JPMAM has a 0.50% net short position

clock 25 October 2023 • 2 min read
Most read
01

Harcus Parker accuses FCA of 'inaccurate summary' regarding potential third party Woodford claims

30 November 2023 • 3 min read
02

SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

01 December 2023 • 2 min read
03

Brooks Macdonald London boss and investment director exits

01 December 2023 • 1 min read
04

Liontrust restructures UK sales team and promotes Kristian Cook to distribution head

30 November 2023 • 1 min read
05

Partner Insight: Exploiting inverted curves

29 November 2023 • 6 min read
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