Regulation

FCA's lofty proposals could push firms across tightrope

Regulation

FCA's lofty proposals could push firms across tightrope

New rules could cause problems

clock 07 September 2021 • 3 min read
Mattioli Woods completes Ludlow acquisition after short delay

Wealth managers

Mattioli Woods completes Ludlow acquisition after short delay

Mattioli Woods has completed the acquisition of Ludlow Wealth Management, subject to regulatory approval, after extending the long stop date of the share price agreement by a month on 1 September.

clock 06 September 2021 • 1 min read
Event Voice: Your Questions Answered by Baillie Gifford at the Investment Week Sustainable & ESG Conference

Fund managers

Event Voice: Your Questions Answered by Baillie Gifford at the Investment Week Sustainable & ESG Conference

clock 02 September 2021 • 3 min read
FCA 'not capable' of effectively supervising Binance

Regulation

FCA 'not capable' of effectively supervising Binance

Under fire for AML reporting breaches

clock 26 August 2021 • 2 min read
Aviva calls for government intervention to stop search engines promoting financial scams

Regulation

Aviva calls for government intervention to stop search engines promoting financial scams

Surge in Covid scams online during lockdown

clock 26 August 2021 • 2 min read
Fraudsters target Punter Southall Wealth in clone scam

Regulation

Fraudsters target Punter Southall Wealth in clone scam

Financial planning firm targeted

clock 06 August 2021 • 2 min read
JB Beckett: Are duties of care a question of faith or litigation?

Regulation

JB Beckett: Are duties of care a question of faith or litigation?

Open letter to FCA highlights importance of issue

clock 05 August 2021 • 6 min read

Regulation

FCA moves to force firms to 'comply or explain' diversity targets

Regulator proposes new diversity disclosure requirements

clock 28 July 2021 • 2 min read

Asset Managers

The three distribution trends set to persist post-pandemic

Regulation, ESG and partnering more popular

clock 27 July 2021 • 4 min read

Equities

FCA slashes SPAC capital raise requirement in confirmation of new rules

Host of new investor protection rules

clock 27 July 2021 • 3 min read
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