Regulation

Regulation

'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

Independent reviews published today

clock 17 December 2020 • 5 min read

Regulation

FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Ex-Fenician Capital Management CIO punished

clock 15 December 2020 • 2 min read

Economics

Bailey: BoE cannot prevent all Brexit disruption to financial services

Cross-border risks persist

clock 11 December 2020 • 3 min read

Regulation

FCA fines financial planning firm £107k for unsuitable pension transfer advice

£2.6m in redress paid

clock 10 December 2020 • 2 min read

ESG

ESMA chair calls for flexible international sustainability reporting standards

'Complementary' global and EU disclosure rules mooted

clock 08 December 2020 • 2 min read

Industry

Just do it? Cloning active managers is not common sense

A new twist to an age-old issue

clock 04 December 2020 • 3 min read

Regulation

Regulation Blog: Bitcoin to become more trackable under EU plans

MiFID II, SMCR and beyond

clock 30 November 2020 • 1 min read

Advisory

PIMFA: Treasury and FCA must review FSCS levy to protect sector and consumers

Probe into intelligence provisions also sought

clock 30 November 2020 • 2 min read

Regulation

Retail investors scammed out of £10m as fraud continues to surge

Reported incidents quadruple since July

clock 28 November 2020 • 2 min read

Funds

First Sentier eyes 'remedial action' on poor value funds

'Red rating' for Asian Property Securities fund

clock 26 November 2020 • 2 min read
Trustpilot