Regulation
RUTM shoots the lights out in Q3 despite challenging markets
21.9% rise in income in Q3 2020
FCA fines investment house over Premier Oil short disclosure
Fined £873,118 for failing to disclose position
AJ Bell chief warns FCA about dangers of investment pathways reforms
Could lead to claims from 'ambulance-chasing lawyers'
Transparency Task Force publishes FCA 'wish list'
TTF wants greater consumer protection
FCA bans sale of crypto-derivatives to retail investors
Ban to save consumers £53m per year
FCA takes aim at tech giants in calls for law change to tackle online scams
Second annual regulatory Perimeter Report
Impending reviews to serve FCA 'difficult food for thought' as Randell promises action
Regulator to be 'transformed'
Woolard: FCA set for 'painful lessons' in autumn reviews
Outgoing chief executive calls on regulator to change
FCA asks for views on consumer investment market in wide-ranging call for input
Will shape future regulatory work
FCA to 'haul senior managers over the coals' amid mounting cash reserves
Tightening of profit-making rules
Update: FCA to end temporarily postponed deadlines for fund reports and accounts
Deadlines had been extended due to Covid-19
H2O AM suspends funds at French regulator's request
Seven funds suspended in total
Investor 'doubts' on FCA liquidity rules see Church House Tenax convert to UCITS
NURS rules come into force in September
Post-Brexit prudential regime expected to hinder UK competitiveness
Smaller firms at greatest disadvantage
FCA investigating 165 Covid-19-related scams
Fraudsters posed as HMRC agents
Three charged by SFO in Axiom fund collapse investigation
Trio accused of carrying out fraudulent scheme
ESMA recommends post-Brexit UCITS and AIFMD changes in 'attack on London'
Writing ahead of AIFMD review
Clarion call for critical thinkers: A cure for group-think
Going from good practice to great
The value of value assessments: What next for AoVs?
Beyond the FCA's seven considerations
'Draconian' FCA open-ended property fund measures expected to drive flows to trusts and ETFs
180-day notice period for redemptions sought
FCA eyes 180-day notice period for property fund redemptions
Consults to address 'structural mismatch'
Value assessment forces two Baillie Gifford funds closures
UK government bond funds shut down
Investment managers making progress on LIBOR transition - IA
Investment into SONIA products underway
Fund managers back easing of MiFID II research rules - reports
EC proposes small cap and fixed income exemption
Most read
