Regulation

Over half of UK and EU domiciled funds are under £100m

Companies

Over half of UK and EU domiciled funds are under £100m

Calls for closure and consolidation

clock 07 April 2022 • 3 min read
FCA outlines three-year plan to improve outcomes and target FSCS levies

Regulation

FCA outlines three-year plan to improve outcomes and target FSCS levies

'Outcomes and performance metrics'

clock 07 April 2022 • 2 min read
Regulators to review LME approach to suspension

Regulation

Regulators to review LME approach to suspension

After a period of stability

clock 04 April 2022 • 2 min read
Senior manager misconduct investigations halve in 2021

Financial services

Senior manager misconduct investigations halve in 2021

Only two penalties since 2016

clock 28 March 2022 • 1 min read
AIC calls for 'radical review' of consumer disclosure regime as FCA scraps PRIIPs performance requirement

Regulation

AIC calls for 'radical review' of consumer disclosure regime as FCA scraps PRIIPs performance requirement

‘Uneven playing field’

clock 25 March 2022 • 2 min read
EU sustainability regulation defended in Luxembourg

Regulation

EU sustainability regulation defended in Luxembourg

Article 8 should not be considered ‘green funds’

clock 25 March 2022 • 4 min read
FCA exploring side pocket route for Russia-exposed funds

Regulation

FCA exploring side pocket route for Russia-exposed funds

Regulator consulting on side pockets’ exceptional use

clock 16 March 2022 • 1 min read
Calls grow for FCA to end 'deafening silence' as Woodford update 'adds insult to injury'

Regulation

Calls grow for FCA to end 'deafening silence' as Woodford update 'adds insult to injury'

Wind up could push into 2023

clock 15 March 2022 • 2 min read
Asset managers request environmental data disclosures from over 10,000 companies through CDP framework

ESG

Asset managers request environmental data disclosures from over 10,000 companies through CDP framework

Nearly 100 more financial advisors

clock 14 March 2022 • 2 min read
UK stewardship code sees 74 new signatories

ESG

UK stewardship code sees 74 new signatories

Including Schroders and Goldman Sachs

clock 14 March 2022 • 1 min read
Most read
01

HSBC suspends Stuart Kirk over climate change 'hyperbole' speech - reports

23 May 2022 • 2 min read
02

Industry Voice: Biodiversity loss - The other systemic crisis

23 May 2022 • 6 min read
03

SEC fines BNY Mellon Investment Adviser $1.5m for greenwashing

24 May 2022 • 1 min read
04

Allianz hit with $6bn fine over fund manager fraud

23 May 2022 • 1 min read
05

Industry asks 'what sort of culture HSBC is breeding' in wake of Stuart Kirk suspension

23 May 2022 • 2 min read
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