Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Market maker exemptions

clock 22 November 2023 • 2 min read
FCA eyes split fee-blocks for principal firms

Regulation

FCA eyes split fee-blocks for principal firms

Solo- and dual-regulated firms

clock 21 November 2023 • 4 min read
Financial services industry bodies call for greater clarity on FCA D&I proposals

Regulation

Financial services industry bodies call for greater clarity on FCA D&I proposals

Poor progress in removing gender pay gap

clock 16 November 2023 • 4 min read
FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

ESG

FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Review ahead of final rules

clock 16 November 2023 • 2 min read
House of Lords questions FCA's ability to 'protect market stability'

Regulation

House of Lords questions FCA's ability to 'protect market stability'

House of Lords debate

clock 14 November 2023 • 4 min read
UK to scrap new foreign takeover prevention rules - reports

Regulation

UK to scrap new foreign takeover prevention rules - reports

AI coverage scaled back

clock 13 November 2023 • 1 min read
Morgan Stanley's wealth management arm under scrutiny by Federal Reserve - reports

Wealth Management

Morgan Stanley's wealth management arm under scrutiny by Federal Reserve - reports

Anti-money laundering practices

clock 09 November 2023 • 1 min read
FCA takes aim at wealth managers over high-risk and high-fee products

Companies

FCA takes aim at wealth managers over high-risk and high-fee products

'Dear CEO' letter

clock 08 November 2023 • 3 min read
UK to outline regulatory rules for ESG ratings industry as early as January 2024

Regulation

UK to outline regulatory rules for ESG ratings industry as early as January 2024

Following three-month consultation

clock 08 November 2023 • 1 min read
Stories of the week: 3 November

Global

Stories of the week: 3 November

Odey Asset Management; BoE; Fed; - The biggest stories from the world of investment and asset management this week

clock 03 November 2023 • 1 min read
Most read
01

Premier Miton takes 60% profit hit as net outflows climb to £1.1bn

05 December 2023 • 2 min read
02

Baillie Gifford and EdenTree funds lose Square Mile A rating

05 December 2023 • 2 min read
03

Lindsell Train trust NAV dragged down by fund group holding

05 December 2023 • 2 min read
04

Rent collection dwindles to 14% as further Home REIT tenant enters liquidation

05 December 2023 • 2 min read
05

Charles Stanley Direct: Explaining the gold spike

05 December 2023 • 4 min read
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