Regulation

Odey AM applies to cancel FCA authorisation

Companies

Odey AM applies to cancel FCA authorisation

Winding down process

clock 29 November 2023 • 1 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Hold capital for redress

clock 29 November 2023 • 3 min read
FCA 'closes loopholes' with introduction of fourth label under SDR but further clarification needed

Regulation

FCA 'closes loopholes' with introduction of fourth label under SDR but further clarification needed

Consultations and rules expansion

clock 28 November 2023 • 3 min read
FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Regulation

FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Policy paper released

clock 28 November 2023 • 9 min read
SDR has consumer at its heart but adviser role is now key

ESG

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 28 November 2023 • 4 min read
The Autumn Statement addenda

UK

The Autumn Statement addenda

Friday Briefing

clock 27 November 2023 • 4 min read
Watts and Williamson depart Jupiter to focus on Chrysalis

Investment Trusts

Watts and Williamson depart Jupiter to focus on Chrysalis

Service and Gilbert take on UK Mid Cap fund

clock 27 November 2023 • 3 min read
Lords call for greater accountability of Bank of England to parliament

Regulation

Lords call for greater accountability of Bank of England to parliament

Monetary policy errors

clock 27 November 2023 • 2 min read
Government directs Competition and Markets Authority to increase focus on economic growth

Regulation

Government directs Competition and Markets Authority to increase focus on economic growth

‘Strategic steer’

clock 24 November 2023 • 2 min read
Powers proposed for FCA to implement UK retail disclosure framework

UK

Powers proposed for FCA to implement UK retail disclosure framework

New rule-making powers

clock 22 November 2023 • 3 min read
Most read
01

Premier Miton takes 60% profit hit as net outflows climb to £1.1bn

05 December 2023 • 2 min read
02

Baillie Gifford and EdenTree funds lose Square Mile A rating

05 December 2023 • 2 min read
03

Lindsell Train trust NAV dragged down by fund group holding

05 December 2023 • 2 min read
04

Rent collection dwindles to 14% as further Home REIT tenant enters liquidation

05 December 2023 • 2 min read
05

Charles Stanley Direct: Explaining the gold spike

05 December 2023 • 4 min read
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