Regulation
IW Long Reads: Up in the clouds? How vertically integrated firms are shaping up in 2021
Are wealth managers offering financial advice going to become the norm?
London Capital & Finance investors start legal battle for payout - reports
FSCS decision to reimburse fifth of customers challenged
'Use it or lose it': FCA warns amid consumer investment harm clampdown
Firms fined more than £80m throughout 2019 and 2020
Quilter takes action as impersonation scams continue to rise
Calls on Government to establish legal framework
FCA reveals 4,000 firms at risk of failure due to Covid-19
Mainly small and medium-sized outfits
Update: Link completes Woodford-Acacia deal as LF Equity Income value reduces after Ombu deal
Total distribution to investors nears £2.5bn
FCA orders Blue Gate to pay over £200,000 in compensation to Connaught investors
Blue Gate breached two of FCA's Principles for Business
'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports
Independent reviews published today
FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine
Ex-Fenician Capital Management CIO punished
Bailey: BoE cannot prevent all Brexit disruption to financial services
Cross-border risks persist
FCA fines financial planning firm £107k for unsuitable pension transfer advice
£2.6m in redress paid
ESMA chair calls for flexible international sustainability reporting standards
'Complementary' global and EU disclosure rules mooted
Just do it? Cloning active managers is not common sense
A new twist to an age-old issue
Regulation Blog: Asset managers halve analyst meeting spend amid Covid-19 crisis
MiFID II, SMCR and beyond
PIMFA: Treasury and FCA must review FSCS levy to protect sector and consumers
Probe into intelligence provisions also sought
Retail investors scammed out of £10m as fraud continues to surge
Reported incidents quadruple since July
First Sentier eyes 'remedial action' on poor value funds
'Red rating' for Asian Property Securities fund
KPMG: Investment firms strengthen risk functions amid Covid-19
Stress testing boosted
'Build back better': HM Treasury-led taskforce's 20 recommendations for asset managers
Blueprint for integrating stewardship into investment process
Change or be left behind: Four ways to manage financial regulation in the age of uncertainty
Avoiding the impact of Brexit
BlackRock value report reveals fund liquidation, fee cuts and performance reviews
First AoV the firm has published
HMRC weighs ISA ban on 'new' property fund investments
Response to FCA's planned 180-day notice period
Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution
Firm to clawback $174m from executives
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