regulations

EU's markets watchdog makes case to be bloc's capital markets supervisor – reports

Regulation

EU's markets watchdog makes case to be bloc's capital markets supervisor – reports

Following Draghi report

clock 21 October 2024 • 2 min read
FCA chair praises UK markets reforms but calls for greater retail investor participation

UK

FCA chair praises UK markets reforms but calls for greater retail investor participation

International Capital Markets Conference

clock 09 October 2024 • 2 min read
European Commission approves ten-year UK sunset clause extension for VCTs and EIS

Regulation

European Commission approves ten-year UK sunset clause extension for VCTs and EIS

Extended until April 2035

clock 23 August 2024 • 2 min read
H2O Asset Management agrees to pay investors €250m after FCA probe

Companies

H2O Asset Management agrees to pay investors €250m after FCA probe

Locked in funds since 2020

clock 07 August 2024 • 2 min read
SDR enthusiasm among industry wanes as label date approaches

Regulation

SDR enthusiasm among industry wanes as label date approaches

Rules come into force in three weeks

clock 09 July 2024 • 3 min read
FCA delays publication of politically exposed persons review until after General Election

Regulation

FCA delays publication of politically exposed persons review until after General Election

‘Not appropriate’ to publish prior

clock 19 June 2024 • 1 min read
'My bill is lost': Ros Altmann confirms progress on trust cost disclosure reforms undone by general election

Investment Trusts

'My bill is lost': Ros Altmann confirms progress on trust cost disclosure reforms undone by general election

FCA unable to move without Treasury clearance

clock 06 June 2024 • 4 min read
Minister for investment Johnson: 'We want to work with wealth sector to mould regulations effectively'

Investment

Minister for investment Johnson: 'We want to work with wealth sector to mould regulations effectively'

Keynote at IW Leaders Summit

clock 06 December 2023 • 4 min read
SIF 2022: Regulator confirms SDR rules set for September

ESG

SIF 2022: Regulator confirms SDR rules set for September

FCA’s Sacha Sadan

clock 12 July 2022 • 2 min read
SEC chairman Gary Gensler unveils plans to revamp US stock market rules

Markets

SEC chairman Gary Gensler unveils plans to revamp US stock market rules

'We can do better for retail investors’

clock 09 June 2022 • 2 min read
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