FCA

Fraudsters target Punter Southall Wealth in clone scam

Regulation

Fraudsters target Punter Southall Wealth in clone scam

Financial planning firm targeted

clock 06 August 2021 • 2 min read
JB Beckett: Are duties of care a question of faith or litigation?

Regulation

JB Beckett: Are duties of care a question of faith or litigation?

Open letter to FCA highlights importance of issue

clock 05 August 2021 • 6 min read

Regulation

FCA moves to force firms to 'comply or explain' diversity targets

Regulator proposes new diversity disclosure requirements

clock 28 July 2021 • 2 min read

Equities

FCA slashes SPAC capital raise requirement in confirmation of new rules

Host of new investor protection rules

clock 27 July 2021 • 3 min read

Investment

Diversity and inclusion: 'We need to get middle managers onside - they are going to have to get on board at some point'

Practical implications of raising the bar

clock 20 July 2021 • 6 min read

Regulation

FCA to ditch performance scenarios from PRIIPs KIDs in rules shake-up

Regulator tackles issues with new post-Brexit powers

clock 20 July 2021 • 4 min read

Regulation

PIMFA and IA part of coalition calling for inclusion of paid-for online advertising in Online Safety Bill

More than £2.3bn lost in a year to scams

clock 20 July 2021 • 2 min read

Investment Trusts

Crypto at 'the point of no return' according to the Augmentum trust

Trust eyeing pick and shovel companies

clock 19 July 2021 • 2 min read

Regulation

FCA warns bosses on 'poor quality' ESG fund launch applications

Guiding principles also published

clock 19 July 2021 • 3 min read

Regulation

FCA reveals top exec salaries after Bailey declines bonus

Detailed in annual report

clock 16 July 2021 • 2 min read
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