FCA

FCA sets out conditions of review into treatment of politically exposed persons

Regulation

FCA sets out conditions of review into treatment of politically exposed persons

Finished by June 2024

05 September 2023 • 2 min read

FCA provisionally opts not to involve CMA in wholesale data market review

Companies

FCA provisionally opts not to involve CMA in wholesale data market review

Four respondents seek CMA involvement

31 August 2023 • 3 min read

Consumer Duty and what it could mean for asset managers

Regulation

Consumer Duty and what it could mean for asset managers

30 August 2023 • 1 min read

Peeling back the greenwash: the FCA's vote reporting template for asset managers

Regulation

Peeling back the greenwash: the FCA's vote reporting template for asset managers

FCA Vote Reporting Group

30 August 2023 • 4 min read

Raymond James barred from opening new branches and hiring investment managers

Companies

Raymond James barred from opening new branches and hiring investment managers

FCA restrictions

29 August 2023 • 1 min read

FCA mandates data reporting on crypto transfers

Financial services

FCA mandates data reporting on crypto transfers

Travel Rule

18 August 2023 • 1 min read

FCA approves AssetCo acquisition of Ocean Dial AM

Companies

FCA approves AssetCo acquisition of Ocean Dial AM

Waiting on Indian approval

15 August 2023 • 1 min read

FCA: Managers 'undermine' value assessment process by basing fees off competitors

Regulation

FCA: Managers 'undermine' value assessment process by basing fees off competitors

Lack of challenge from independent directors

10 August 2023 • 4 min read

FCA to begin de-banking probe

Financial services

FCA to begin de-banking probe

Following Farage saga

09 August 2023 • 2 min read

Link Fund Solutions sale edges closer to completion after key condition satisfied

Companies

Link Fund Solutions sale edges closer to completion after key condition satisfied

Acquisition by Waystone Group

03 August 2023 • 2 min read