FCA

Platforms under FCA scrutiny over Odey AM funds offering - reports

Platforms

Platforms under FCA scrutiny over Odey AM funds offering - reports

Retail investor access

clock 29 June 2023 • 2 min read
FCA unveils final rules to extend LTAF distribution to retail investors

Regulation

FCA unveils final rules to extend LTAF distribution to retail investors

Restricted Mass Market Investment regime

clock 29 June 2023 • 3 min read
Nearly a quarter of firms 'still have work to do' ahead of Consumer Duty

Regulation

Nearly a quarter of firms 'still have work to do' ahead of Consumer Duty

One month to go

clock 28 June 2023 • 1 min read
IA responds to regulator solutions for UK primary market effectiveness

Regulation

IA responds to regulator solutions for UK primary market effectiveness

Concerns over decline in listings

clock 28 June 2023 • 2 min read
ISSB launches long-awaited sustainability accounting standards in world first

ESG

ISSB launches long-awaited sustainability accounting standards in world first

'Frontier-crossing' release

clock 26 June 2023 • 5 min read
FCA group launches consultation on vote disclosure regime for asset managers

Regulation

FCA group launches consultation on vote disclosure regime for asset managers

Vote Reporting Group

clock 22 June 2023 • 2 min read
Further reforms to MiFID II research rules - a worthwhile move?

Regulation

Further reforms to MiFID II research rules - a worthwhile move?

A 'Brexit benefit'?

clock 20 June 2023 • 4 min read
Crispin Odey no longer regulated to deal directly with clients

Companies

Crispin Odey no longer regulated to deal directly with clients

Holds no regulatory approval

clock 20 June 2023 • 1 min read
Odey AM employee assets restricted by FCA

Companies

Odey AM employee assets restricted by FCA

Client assets remain unrestricted

clock 19 June 2023 • 2 min read
Home REIT shareholder calls for FCA probe into 'campaign of misinformation'

Investment Trusts

Home REIT shareholder calls for FCA probe into 'campaign of misinformation'

The Boatman Capital

clock 19 June 2023 • 3 min read
Trustpilot