Regulation

FCA scraps MiFID research rules on small-caps

Regulation

FCA scraps MiFID research rules on small-caps

£200m threshold

clock 30 November 2021 • 1 min read
FCA says Investment Firm Prudential Regime will require individual disclosure

Regulation

FCA says Investment Firm Prudential Regime will require individual disclosure

Comes into effect 1 January 2022

clock 26 November 2021 • 1 min read
FCA streamlines decision-making process

Regulation

FCA streamlines decision-making process

'Concern of procedural fairness'

clock 26 November 2021 • 2 min read
FCA pours £5m into laptops in bid to ramp up hybrid working

Regulation

FCA pours £5m into laptops in bid to ramp up hybrid working

Move follows watchdog's warning on remote working

clock 26 November 2021 • 3 min read
European Commission seeks greater retail participation in update to ELTIF regulation

Regulation

European Commission seeks greater retail participation in update to ELTIF regulation

AIFMD proposals would alter UCITS directive

clock 25 November 2021 • 3 min read
Convicted LIBOR rigger Tom Hayes to learn appeal decision within weeks

Industry

Convicted LIBOR rigger Tom Hayes to learn appeal decision within weeks

Tom Hayes left prison in January

clock 25 November 2021 • 2 min read
While skin in the game is important, we need beefed-up independent oversight

Regulation

While skin in the game is important, we need beefed-up independent oversight

More emphasis needed on best practice

clock 25 November 2021 • 4 min read
FCA seeks services of third-party crypto analyst

Regulation

FCA seeks services of third-party crypto analyst

Tender offer worth £500,000

clock 24 November 2021 • 1 min read
Brewin Dolphin attracts record fund inflows amid strong performance

Wealth managers

Brewin Dolphin attracts record fund inflows amid strong performance

Wealth manager drew in £4bn of capital in the year to the end of September

clock 24 November 2021 • 2 min read
Transparency Task Force calls for diverse assessment panel for FCA chair

Regulation

Transparency Task Force calls for diverse assessment panel for FCA chair

Open letter with over 40 signatories

clock 23 November 2021 • 1 min read
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