Regulation

FCA issues warning notice against Crispin Odey

Regulation

FCA issues warning notice against Crispin Odey

Over alleged code of conduct breaches

clock 01 November 2024 • 2 min read
FCA and PSR appoint barrister to chair pair of regulatory decision-making committees

Regulation

FCA and PSR appoint barrister to chair pair of regulatory decision-making committees

To replace Tim Parkes

clock 01 November 2024 • 1 min read
FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Regulation

FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Spotlight on frequency and wording

clock 31 October 2024 • 4 min read
FCA's Rathi calls for new approach to UK private markets to boost competition

Alternatives

FCA's Rathi calls for new approach to UK private markets to boost competition

Investment Association annual dinner

clock 30 October 2024 • 2 min read
FCA fines Wise CEO Kristo Käärmann £350,000 over tax issues

Regulation

FCA fines Wise CEO Kristo Käärmann £350,000 over tax issues

Received a 30% discount

clock 28 October 2024 • 1 min read
Number of non-financial misconduct reports in the City skyrockets in three years

Regulation

Number of non-financial misconduct reports in the City skyrockets in three years

FCA survey

clock 25 October 2024 • 4 min read
FCA probes 20 'finfluencers' over illegal financial product promotion

Regulation

FCA probes 20 'finfluencers' over illegal financial product promotion

Financial promotion on social media

clock 22 October 2024 • 3 min read
EU's markets watchdog makes case to be bloc's capital markets supervisor – reports

Regulation

EU's markets watchdog makes case to be bloc's capital markets supervisor – reports

Following Draghi report

clock 21 October 2024 • 2 min read
FCA's Nikhil Rathi: 'The jury is out on whether the FCA is helping to achieve growth'

Regulation

FCA's Nikhil Rathi: 'The jury is out on whether the FCA is helping to achieve growth'

Rathi calls for collaboration

clock 18 October 2024 • 3 min read
FCA launches AI Lab to bolster innovation and development in financial services

Technology

FCA launches AI Lab to bolster innovation and development in financial services

'Safe and responsible' use of AI

clock 17 October 2024 • 2 min read
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