regulation

Investment

FCA compromise on 10% drop notifications contains 'unnecessary' catch

Advisers critical

clock 01 April 2020 • 4 min read

Investment

Financial Ombudsman changes industry levy plans due to coronavirus pressure

Industry to pay more still

clock 01 April 2020 • 2 min read

Investment

FCA 'flexibility': Regulator temporarily softens rules on 10% drop notification requirement for coronavirus crisis

Firms complain about 'operational burden'

clock 01 April 2020 • 1 min read

Regulation

ESMA eyes EU-wide leverage limits for alts funds

Looks to harmonise approach across EU

clock 30 March 2020 • 2 min read

Equities

Pressure builds for banks to scrap £7.5bn of dividends

Bank of England called into action

clock 27 March 2020 • 2 min read

Investment

IA calls on BoE governor Bailey and FCA to keep markets open

Access to public equity and debt markets 'critical'

clock 25 March 2020 • 2 min read

Regulation

Potential delay to LIBOR phase out due to coronavirus - reports

Will cease to exist at end of 2021

clock 23 March 2020 • 2 min read

Industry

Rathbone IM leads calls for firms to comply with Modern Slavery Act

'Strong commitment to fighting modern slavery'

clock 20 March 2020 • 2 min read

Industry

Evenlode looks to innovate as it evolves its stewardship and ESG frameworks

Improving governance and engagement key to reforms

clock 19 March 2020 • 5 min read

Industry

Carl Lamb: Can our profession survive coronavirus crisis?

Regulators must step in

clock 18 March 2020 • 4 min read
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