Consumer Duty

Boring Money and Broadridge launch Consumer Duty solution for asset managers

Regulation

Boring Money and Broadridge launch Consumer Duty solution for asset managers

Product and consumer data sets

clock 11 January 2024 • 1 min read
Friday Briefing: 2023 or 2022, again?

Industry

Friday Briefing: 2023 or 2022, again?

Friday Briefing

clock 02 January 2024 • 10 min read
Proof of value a key challenge for firms as industry shifts focus to consumer

Regulation

Proof of value a key challenge for firms as industry shifts focus to consumer

Outlook for 2024

clock 19 December 2023 • 4 min read
Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Wealth Management

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Structured around FCA's four key outcomes

clock 19 December 2023 • 1 min read
Update: FCA to unveil 'far-reaching' listings reforms before year-end

Regulation

Update: FCA to unveil 'far-reaching' listings reforms before year-end

Treasury Select Committee hearing

clock 12 December 2023 • 4 min read
FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

clock 08 December 2023 • 6 min read
FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

Regulation

FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

'Relatively disappointed'

clock 07 December 2023 • 3 min read
FCA opens consultation on Overseas Funds Regime

Regulation

FCA opens consultation on Overseas Funds Regime

Marketing of non-UK funds to retail investors

clock 04 December 2023 • 2 min read
Friday Briefing: It's not my fault it's about regulation again

Regulation

Friday Briefing: It's not my fault it's about regulation again

Friday Briefing

clock 04 December 2023 • 4 min read
Divergence in Consumer Duty application could push asset managers out of UK retail market

Regulation

Divergence in Consumer Duty application could push asset managers out of UK retail market

Professionals call for greater guidance

clock 30 November 2023 • 12 min read
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