Consumer Duty

Responding to change: Industry talking points for Q4 and beyond

Industry

Responding to change: Industry talking points for Q4 and beyond

Pivotal time for financial services firms

clock 13 October 2023 • 9 min read
St James's Place under regulatory scrutiny to reform fee structure - reports

Companies

St James's Place under regulatory scrutiny to reform fee structure - reports

Financial advice and exit charges

clock 13 October 2023 • 3 min read
interactive investor moves to restrict poor value investments on its platform

Platforms

interactive investor moves to restrict poor value investments on its platform

Under Consumer Duty regime

clock 06 October 2023 • 2 min read
Deep Dive: Funds-of-funds can help overcome PE investment barriers

Funds

Deep Dive: Funds-of-funds can help overcome PE investment barriers

Optimism split over funds' application

clock 29 September 2023 • 3 min read
Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Regulation

Deep Dive: Consumer Duty is 'forcing' DFMs and asset managers to justify value and costs

Passives still prevail

clock 15 September 2023 • 4 min read
BlackRock tiered fund pricing structure divides opinion

Companies

BlackRock tiered fund pricing structure divides opinion

Described as 'mere window dressing'

clock 13 September 2023 • 3 min read
Consumer Duty and what it could mean for asset managers

Regulation

Consumer Duty and what it could mean for asset managers

clock 30 August 2023 • 1 min read
Platform industry suffers worst Q2 sales since 2010

Platforms

Platform industry suffers worst Q2 sales since 2010

Net sales plummet to £5.5bn

clock 17 August 2023 • 2 min read
FCA: Managers 'undermine' value assessment process by basing fees off competitors

Regulation

FCA: Managers 'undermine' value assessment process by basing fees off competitors

Lack of challenge from independent directors

clock 10 August 2023 • 4 min read
Bank of America upgrades St James's Place to 'Buy' after share plunge

Companies

Bank of America upgrades St James's Place to 'Buy' after share plunge

Attractive entry point for 'quality' franchise

clock 07 August 2023 • 2 min read
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