Regulation

Goldman Sachs fined £6m by ECB for risk reporting failures

Regulation

Goldman Sachs fined £6m by ECB for risk reporting failures

Underreporting of credit risk

16 May 2023 • 1 min read

International regulatory association finalises ETF best practice guidelines

ETFs

International regulatory association finalises ETF best practice guidelines

Makes recommendations

15 May 2023 • 2 min read

Consumer Duty strengthening the 'G'

Regulation

Consumer Duty strengthening the 'G'

Customers front and centre

11 May 2023 • 3 min read

FCA engages with bond working group to discuss future of UK prospectus regime

Regulation

FCA engages with bond working group to discuss future of UK prospectus regime

Investor Access to Regulated Bonds

10 May 2023 • 1 min read

FCA: 'Expect robust action' with Consumer Duty supervision

Regulation

FCA: 'Expect robust action' with Consumer Duty supervision

Warning on how it will discipline firms

10 May 2023 • 1 min read

Revolut founders launch attack on UK tech arena

Companies

Revolut founders launch attack on UK tech arena

'Complex and unclear' regulations

09 May 2023 • 3 min read

Swiss court registers 150 lawsuits against FINMA over Credit Suisse AT1 wipe-out

Regulation

Swiss court registers 150 lawsuits against FINMA over Credit Suisse AT1 wipe-out

Between 2000 and 2500 appellants

05 May 2023 • 1 min read

Schroders Capital gains FCA approval for renewables and energy transition LTAF

Regulation

Schroders Capital gains FCA approval for renewables and energy transition LTAF

Schroders Greencoat LTAF

04 May 2023 • 1 min read

UK competition regulator launches review into AI market

Regulation

UK competition regulator launches review into AI market

Looking into ChatGPT tech

04 May 2023 • 1 min read

Minister for investment Johnson: 'If you do not have risk, you cannot generate returns'

Asset Managers

Minister for investment Johnson: 'If you do not have risk, you cannot generate returns'

‘Do not overregulate’

04 May 2023 • 3 min read