Regulation

FCA on Consumer Duty: 'There are areas where firms could do better'

Regulation

FCA on Consumer Duty: 'There are areas where firms could do better'

Focus on fair value assessments

21 February 2024 • 3 min read

Jupiter forced to divest crypto ETP holding on compliance team demands

Companies

Jupiter forced to divest crypto ETP holding on compliance team demands

21Shares’ Ripple XRP ETP

16 February 2024 • 1 min read

Deep Dive: 'Confusing' post-Brexit regulation still needs 'ironing out'

Regulation

Deep Dive: 'Confusing' post-Brexit regulation still needs 'ironing out'

Impact not fully understood

16 February 2024 • 4 min read

FCA quizzes 20 advice firms on Consumer Duty compliance

Regulation

FCA quizzes 20 advice firms on Consumer Duty compliance

Focus on ongoing services

15 February 2024 • 1 min read

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Regulation

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

The watchdog records 17% surge in interventions to protect consumers

14 February 2024 • 1 min read

Former London Capital & Finance director handed £31,800 fine

Regulation

Former London Capital & Finance director handed £31,800 fine

Floris Jakobus Huisamen

13 February 2024 • 2 min read

Ratings provider Fairer Finance launches fair value assessment tool

Regulation

Ratings provider Fairer Finance launches fair value assessment tool

To help firms meet Consumer Duty standards

13 February 2024 • 1 min read

Global investors warn FCA's listings reform will regress shareholder protections

Regulation

Global investors warn FCA's listings reform will regress shareholder protections

Representing $77trn AUM

09 February 2024 • 3 min read

Jeremy Hunt signals interest in potential British ISA launch - reports

UK

Jeremy Hunt signals interest in potential British ISA launch - reports

TheCityUK dinner

09 February 2024 • 1 min read

Industry backs 'need for a reset' of UK listings regime

Regulation

Industry backs 'need for a reset' of UK listings regime

FCA speech

08 February 2024 • 2 min read