Regulation

Regulation

FCA orders Blue Gate to pay over £200,000 in compensation to Connaught investors

Blue Gate breached two of FCA's Principles for Business

18 December 2020 • 2 min read

Regulation

'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

Independent reviews published today

17 December 2020 • 5 min read

Regulation

FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Ex-Fenician Capital Management CIO punished

15 December 2020 • 2 min read

Economics

Bailey: BoE cannot prevent all Brexit disruption to financial services

Cross-border risks persist

11 December 2020 • 3 min read

Regulation

FCA fines financial planning firm £107k for unsuitable pension transfer advice

£2.6m in redress paid

10 December 2020 • 2 min read

ESG

ESMA chair calls for flexible international sustainability reporting standards

'Complementary' global and EU disclosure rules mooted

08 December 2020 • 2 min read

Industry

Just do it? Cloning active managers is not common sense

A new twist to an age-old issue

04 December 2020 • 3 min read

Regulation

Regulation Blog: Bitcoin to become more trackable under EU plans

MiFID II, SMCR and beyond

30 November 2020 • 1 min read

Advisory

PIMFA: Treasury and FCA must review FSCS levy to protect sector and consumers

Probe into intelligence provisions also sought

30 November 2020 • 2 min read

Regulation

Retail investors scammed out of £10m as fraud continues to surge

Reported incidents quadruple since July

28 November 2020 • 2 min read