Regulation

Regulation

FCA issues second warning about 'seriousness' of misleading advertisements

'Dear CEO' letter published yesterday

12 April 2019 • 1 min read

Regulation

More than 1,000 investment firms fail MiFID II transaction reporting requirements

'Many thousands more' could be non-compliant

09 April 2019 • 2 min read

Regulation

Update: FCA fines Standard Chartered £102m for money laundering failings

'Large number' of investigations in pipeline

09 April 2019 • 4 min read

Industry

City Hive reveals founding firms line-up

Network for change

08 April 2019 • 2 min read

Regulation

Goldman and UBS MiFID fines a 'statement of intent' from FCA

Enforcement could increase under MiFID II

08 April 2019 • 3 min read

Wealth managers

The most consistent 'veteran' managers over the past decade

Investment Week research

04 April 2019 • 4 min read

Regulation

UK fund board overhaul rules must be stricter to achieve 'substantial change'

Six months before deadline

04 April 2019 • 4 min read

Regulation

FCA's supervision of London Capital & Finance to be investigated

'Broad and comprehensive remit'

02 April 2019 • 2 min read

Regulation

Update: Ex-Barclays EURIBOR riggers handed nine year sentence

Eighth EURIBOR rate-rigging conviction by the Serious Fraud Office

01 April 2019 • 2 min read

Regulation

FCA devotes more than 300,000 man-hours to Brexit

UK missed today's Brexit 'deadline'

29 March 2019 • 2 min read