regulation

Citigroup Global Markets fined by FCA and PRA over $1.4bn trading error

Regulation

Citigroup Global Markets fined by FCA and PRA over $1.4bn trading error

Combined fine of £61.6m

clock 22 May 2024 • 2 min read
Labour and Conservatives put FCA under pressure over excessive regulation – reports

Regulation

Labour and Conservatives put FCA under pressure over excessive regulation – reports

Following ‘name and shame’ criticism

clock 16 May 2024 • 1 min read
Deep Dive: Retail investors help close the gap between European and US ETF market

ETFs

Deep Dive: Retail investors help close the gap between European and US ETF market

Supported by regulatory changes

clock 10 May 2024 • 4 min read
Investment Association launches guidance on FCA sustainability rules

Regulation

Investment Association launches guidance on FCA sustainability rules

Q&A-style guide

clock 10 May 2024 • 3 min read
The PHA Group's Neil McLeod: Navigating the FCA's proposal to name companies under investigation

Regulation

The PHA Group's Neil McLeod: Navigating the FCA's proposal to name companies under investigation

Widespread industry pushback

clock 09 May 2024 • 4 min read
PIMFA's Ostojitsch: FCA regulation 'lacks coherent vision' at times

Regulation

PIMFA's Ostojitsch: FCA regulation 'lacks coherent vision' at times

Morningstar conference

clock 01 May 2024 • 2 min read
Jeremy Hunt calls on FCA to 're-look' at name and shame policy – reports

Regulation

Jeremy Hunt calls on FCA to 're-look' at name and shame policy – reports

Following industry backlash

clock 01 May 2024 • 2 min read
Bloomberg debuts fully customisable sustainable investment screening tool

ESG

Bloomberg debuts fully customisable sustainable investment screening tool

Available via Bloomberg terminal

clock 30 April 2024 • 1 min read
FCA outlines post-Brexit overhaul of UK's securitisation regime

Regulation

FCA outlines post-Brexit overhaul of UK's securitisation regime

Policy statement published

clock 30 April 2024 • 3 min read
FCA issues almost 600 alerts in initial months of tighter financial advert rules

Regulation

FCA issues almost 600 alerts in initial months of tighter financial advert rules

11% related to clone scams

clock 26 April 2024 • 2 min read
Trustpilot