Financial Conduct Authority

FCA urges financial services firms to step up defences against CrowdStrike-style incidents

Technology

FCA urges financial services firms to step up defences against CrowdStrike-style incidents

Surge in third-party related incidents

clock 01 November 2024 • 2 min read
Fidelity platforms lift restrictions on Majedie Investments and CT Global Managed Property Income

Platforms

Fidelity platforms lift restrictions on Majedie Investments and CT Global Managed Property Income

Adviser and personal investing platforms

clock 30 October 2024 • 2 min read
Two-thirds of financial services employees support AI use to tackle non-financial misconduct

ESG

Two-thirds of financial services employees support AI use to tackle non-financial misconduct

Smarsh research

clock 29 October 2024 • 3 min read
Odey Wealth Management files for voluntary liquidation

Companies

Odey Wealth Management files for voluntary liquidation

Evelyn Partners appointed as liquidator

clock 28 October 2024 • 1 min read
FCA fines Wise CEO Kristo Käärmann £350,000 over tax issues

Regulation

FCA fines Wise CEO Kristo Käärmann £350,000 over tax issues

Received a 30% discount

clock 28 October 2024 • 1 min read
Number of non-financial misconduct reports in the City skyrockets in three years

Regulation

Number of non-financial misconduct reports in the City skyrockets in three years

FCA survey

clock 25 October 2024 • 4 min read
FCA launches AI Lab to bolster innovation and development in financial services

Technology

FCA launches AI Lab to bolster innovation and development in financial services

'Safe and responsible' use of AI

clock 17 October 2024 • 2 min read
FCA's Hulme: Consolidation review is a response to 'industry-led' concerns

Regulation

FCA's Hulme: Consolidation review is a response to 'industry-led' concerns

Regulator ‘agnostic’ on firm size

clock 14 October 2024 • 3 min read
AIC urges Treasury to exempt VCTs from cost disclosure requirements

VCTs/EIS

AIC urges Treasury to exempt VCTs from cost disclosure requirements

Amendment to draft legislation

clock 09 October 2024 • 1 min read
FCA chair praises UK markets reforms but calls for greater retail investor participation

UK

FCA chair praises UK markets reforms but calls for greater retail investor participation

International Capital Markets Conference

clock 09 October 2024 • 2 min read
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