FCA

Sale of Link Fund Solutions to comprise majority of Woodford redress

Companies

Sale of Link Fund Solutions to comprise majority of Woodford redress

Completion targeted for October 2023

clock 20 April 2023 • 3 min read
Working together: We must not let regulators lose sight of aims

Regulation

Working together: We must not let regulators lose sight of aims

Scrutiny is vital

clock 20 April 2023 • 4 min read
FCA agrees up to £235m Woodford payout as settlement of Link Fund Solutions investigation

Fund managers

FCA agrees up to £235m Woodford payout as settlement of Link Fund Solutions investigation

Direction of litigation uncertain

clock 20 April 2023 • 3 min read
Rising ESG risks and the role of D&O cover

ESG

Rising ESG risks and the role of D&O cover

More important than ever

clock 13 April 2023 • 4 min read
FCA orders WealthTek to cease operations over 'serious' regulatory issues

Regulation

FCA orders WealthTek to cease operations over 'serious' regulatory issues

BDO appointed interim manager

clock 06 April 2023 • 1 min read
FCA takes data-led approach to help cut financial crime

Regulation

FCA takes data-led approach to help cut financial crime

Improved cross-organisational response

clock 05 April 2023 • 2 min read
FCA outlines business plan for 2023/24 with four key commitment areas

Regulation

FCA outlines business plan for 2023/24 with four key commitment areas

£12.7m earmarked for FRF

clock 05 April 2023 • 3 min read
FCA confirms £5.3m spend on 'embedding' Consumer Duty

Regulation

FCA confirms £5.3m spend on 'embedding' Consumer Duty

Part of 2023/24 business plan

clock 05 April 2023 • 2 min read
FCA to create statutory panel in response to parliamentary criticism of SDR

Regulation

FCA to create statutory panel in response to parliamentary criticism of SDR

Part of 2023/24 business plan

clock 05 April 2023 • 1 min read
Banks, regulation, LTAFs: Where now for the investment industry after eventful Q1?

Industry

Banks, regulation, LTAFs: Where now for the investment industry after eventful Q1?

Katrina Lloyd, editor-in-chief of Investment Week, Professional Adviser and Sustainable-Investment.com, assesses the longer-term impact for the investment industry of some of the big stories from a turbulent Q1.

clock 05 April 2023 • 9 min read
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