Swiss regulator moves to sanction GAM over 'potentially material misstatement' in Cantab liabilities
Acquisition in 2016
SIX said it would inform the public of the outcome of the sanction proceedings
Swiss listing authority SIX Exchange Regulation has proposed sanctions against GAM amid claims that it understated liabilities from its 2016 acquisition of Cantab Capital Partners.
GAM's latest regulatory difficulties relate to its 2017 financial statements which SIX said this morning (4 December) contained "a potentially material misstatement" with regard to the treatment of a financial...
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