FCA complaints data reveals worst asset management offenders

Alliance Trust Savings tops lists

Mike Sheen
clock • 2 min read

The Financial Conduct Authority (FCA) has revealed the extent of customer complaints levelled against asset management firms in the second half of 2017, with Alliance Trust Savings, Invesco and Hargreaves Lansdown featuring high on the list.

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Regulation

UK to loosen financial benchmark regulation

UK to loosen financial benchmark regulation

90% less regulated benchmarks

Patrick Brusnahan
clock 18 December 2025 • 2 min read
FCA's non-financial misconduct rules 'opaque' over social media activity

FCA's non-financial misconduct rules 'opaque' over social media activity

Lack of definitions and case studies

Cristian Angeloni
clock 16 December 2025 • 3 min read
 FCA chief: No allegations of market abuse around Budget leaks so far

FCA chief: No allegations of market abuse around Budget leaks so far

Serious concern

Alex Sebastian
clock 16 December 2025 • 3 min read
Trustpilot