Regulation

Quilter Investors' Marisol Hernandez: Trusting ESG ratings data to fix a problematic system

ESG

Quilter Investors' Marisol Hernandez: Trusting ESG ratings data to fix a problematic system

Needs to create the necessary trust

clock 27 September 2023 • 4 min read
Financial services regulatory pressure grows with ESG rules the main culprit

Regulation

Financial services regulatory pressure grows with ESG rules the main culprit

'No let-up in regulatory intensity'

clock 27 September 2023 • 2 min read
FCA: Changes to listing rules will make UK 'market of choice'

Regulation

FCA: Changes to listing rules will make UK 'market of choice'

Sarah Pritchard

clock 26 September 2023 • 2 min read
DWS fined $19m by SEC over 'materially misleading' ESG statements

ESG

DWS fined $19m by SEC over 'materially misleading' ESG statements

$6m for anti-money laundering violations

clock 25 September 2023 • 2 min read
'Long-awaited' reform of non-financial misconduct represents a 'big shift' for FCA

Diversity

'Long-awaited' reform of non-financial misconduct represents a 'big shift' for FCA

Some concerns remain

clock 25 September 2023 • 5 min read
FCA commissions cinema ad ahead of GameStop movie to dissuade 'hype' investing

Regulation

FCA commissions cinema ad ahead of GameStop movie to dissuade 'hype' investing

Part of InvestSmart campaign

clock 25 September 2023 • 1 min read
BoE to delay global banking reform implementation but shorten phase-in period - reports

Regulation

BoE to delay global banking reform implementation but shorten phase-in period - reports

Basel III reforms

clock 25 September 2023 • 1 min read
FCA and PRA eye stricter rules for non-financial misconduct

Regulation

FCA and PRA eye stricter rules for non-financial misconduct

Enhanced ‘fit and proper’ test

clock 25 September 2023 • 3 min read
US SEC unveils ESG labelling rules for mutual funds

ESG

US SEC unveils ESG labelling rules for mutual funds

To prevent greenwashing

clock 21 September 2023 • 2 min read
FCA probe finds no proof of de-banking politicians - reports

Regulation

FCA probe finds no proof of de-banking politicians - reports

Following Farage's accusations

clock 19 September 2023 • 2 min read
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