Regulation

FCA acknowledges harm caused by authorising firms 'not meeting standards'

Regulation

FCA acknowledges harm caused by authorising firms 'not meeting standards'

Admits LCF a 'learning process'

clock 09 December 2021 • 3 min read
FCA: Majority of crypto exchange applications 'withdrawn or refused'

Regulation

FCA: Majority of crypto exchange applications 'withdrawn or refused'

Concerns over money laundering

clock 08 December 2021 • 3 min read
Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Regulation

Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Watchdog paid £23m of bonuses in March

clock 08 December 2021 • 3 min read
Tom Hayes denied opportunity to appeal against LIBOR conviction

Regulation

Tom Hayes denied opportunity to appeal against LIBOR conviction

‘No plan’ to refer case to appeal

clock 08 December 2021 • 1 min read
Event Voice: Your questions answered on the Wellington Climate Market Neutral Fund at Investment Week: Funds to Watch

Fund managers

Event Voice: Your questions answered on the Wellington Climate Market Neutral Fund at Investment Week: Funds to Watch

clock 07 December 2021 • 3 min read
How investors can mitigate the impact of insolvencies during the 'winter of discontent'

Regulation

How investors can mitigate the impact of insolvencies during the 'winter of discontent'

Keep an eye on red flags

clock 07 December 2021 • 3 min read
AIC calls for prospectus reform to reduce 'complex and expensive' regulatory burden

Regulation

AIC calls for prospectus reform to reduce 'complex and expensive' regulatory burden

Welcomes FCA listing rule changes

clock 06 December 2021 • 2 min read
Asset managers commit to executive pay engagement following LGIM's decision to end feedback

ESG

Asset managers commit to executive pay engagement following LGIM's decision to end feedback

Prioritisation is important

clock 03 December 2021 • 4 min read
Changes to FCA listing rules welcomed but government must 'address wrinkles'

Regulation

Changes to FCA listing rules welcomed but government must 'address wrinkles'

Retail investors need 'greater protection'

clock 02 December 2021 • 4 min read
FCA confirms new listing rules including dual-class structure

Regulation

FCA confirms new listing rules including dual-class structure

Effective 3 December

clock 02 December 2021 • 2 min read
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