Nikhil Rathi

FCA criticised over 'unhelpful' approach to non-financial misconduct cases

Regulation

FCA criticised over 'unhelpful' approach to non-financial misconduct cases

Crispin Odey

07 July 2023 • 4 min read

FCA confirms investigations into Crispin Odey and Odey Asset Management

Asset Managers

FCA confirms investigations into Crispin Odey and Odey Asset Management

Since mid-2021

05 July 2023 • 3 min read

Treasury Committee questions FCA oversight of Crispin Odey and Odey AM

Companies

Treasury Committee questions FCA oversight of Crispin Odey and Odey AM

Open letter to Nikhil Rathi

14 June 2023 • 2 min read

FCA confirms £5.3m spend on 'embedding' Consumer Duty

Regulation

FCA confirms £5.3m spend on 'embedding' Consumer Duty

Part of 2023/24 business plan

05 April 2023 • 2 min read

FCA to create statutory panel in response to parliamentary criticism of SDR

Regulation

FCA to create statutory panel in response to parliamentary criticism of SDR

Part of 2023/24 business plan

05 April 2023 • 1 min read

'Green Day': Investment bodies react to new Green Finance Strategy

ESG

'Green Day': Investment bodies react to new Green Finance Strategy

Experts give their thoughts

30 March 2023 • 8 min read

FCA's Rathi defends UK listings regime

Markets

FCA's Rathi defends UK listings regime

Potential reforms ahead

29 March 2023 • 4 min read

Treasury Committee challenges FCA over the cost of greenwashing

ESG

Treasury Committee challenges FCA over the cost of greenwashing

Cost-benefit analysis "falls short"

09 March 2023 • 3 min read

FCA tight-lipped on Woodford progress in Treasury Committee correspondence

Regulation

FCA tight-lipped on Woodford progress in Treasury Committee correspondence

Follows accountability hearing

11 January 2023 • 2 min read

FCA warns of 'regulation gap' for investment consultants

Regulation

FCA warns of 'regulation gap' for investment consultants

Focus on resilience and stress testing

09 November 2022 • 3 min read

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