MiFID

Asset managers in a race to meet MiFID II ESG deadline

ESG

Asset managers in a race to meet MiFID II ESG deadline

Half still need fill out ESG templates

clock 26 July 2022 • 2 min read
Quilter 'technical issue' leads customers to receive erroneous 10% drop notification

Platforms

Quilter 'technical issue' leads customers to receive erroneous 10% drop notification

1,200 received

clock 11 April 2022 • 1 min read

Regulation

Post-Brexit prudential regime expected to hinder UK competitiveness

Smaller firms at greatest disadvantage

clock 25 August 2020 • 2 min read

Investment

FCA 'flexibility': Regulator temporarily softens rules on 10% drop notification requirement for coronavirus crisis

Firms complain about 'operational burden'

clock 01 April 2020 • 1 min read

Regulation

MiFID II 'unbundling' rules working well for investors - FCA

'Saving millions' for investors

clock 19 September 2019 • 2 min read

Investment

Neptune investors to bear almost £2m in research costs next year

Firm revealed estimates

clock 10 December 2018 • 1 min read

Regulation

Kay Swinburne MEP: What we intended with MiFID II

‘Above all, MiFID rules put client needs first’

clock 21 May 2018 • 5 min read

Investment

IEA calls for UK to set up regulatory framework to replace UCITS

UK should develop its own authorised retail investment scheme

clock 08 May 2018 • 4 min read

Asset Managers

Nearly half of European asset managers doubt transparency of board decisions

43% voiced concerns

clock 14 March 2018 • 2 min read

Regulation

Govt opens consultation on amending definition of financial advice

Opinions sought on wording, costs, benefits and risks

clock 20 September 2016 • 3 min read
Trustpilot