FCA

FCA has never rejected a fund launch application since inception

Regulation

FCA has never rejected a fund launch application since inception

Regulator came into force in 2013

clock 05 November 2021 • 1 min read
Should private equity firms swipe right or left on SPACs?

Funds

Should private equity firms swipe right or left on SPACs?

Not always a perfect match

clock 03 November 2021 • 4 min read
Unite gives Financial Conduct Authority deadline to recognise unionisation effort

Industry

Unite gives Financial Conduct Authority deadline to recognise unionisation effort

Unite general secretary Sharon Graham gave FCA chief executive Nikhil Rathi ten days to reply

clock 03 November 2021 • 2 min read
Barclays faces criticism following Staley departure - reports

Industry

Barclays faces criticism following Staley departure - reports

Managers are unhappy with £2.5m pay-off

clock 03 November 2021 • 1 min read
Industry reacts to SDR discussion paper: 'Investors have been crying for trustworthy green standards'

ESG

Industry reacts to SDR discussion paper: 'Investors have been crying for trustworthy green standards'

Industry comments on FCA sustainable labelling discussion paper

clock 03 November 2021 • 5 min read
FCA delays PRIIPs KIDs policy statement to Q1 2022

Regulation

FCA delays PRIIPs KIDs policy statement to Q1 2022

Originally slated for January 2022

clock 03 November 2021 • 1 min read
FCA publishes discussion paper on SDR and calls for feedback

Regulation

FCA publishes discussion paper on SDR and calls for feedback

The deadline for comments is 7 January 2022

clock 03 November 2021 • 4 min read
Editor's letter: The great new hope

ESG

Editor's letter: The great new hope

Government's roadmap

clock 28 October 2021 • 3 min read
FCA blocks employee email containing union petition - reports

Regulation

FCA blocks employee email containing union petition - reports

Efforts branded a phishing exercise by the regulator

clock 28 October 2021 • 2 min read
SDR roadmap expected to shake up asset management industry

ESG

SDR roadmap expected to shake up asset management industry

HM Treasury’s regulatory roadmap towards tackling greenwashing will likely reinvigorate the asset management industry from an “ESG and responsible investment coma,” according to industry commentators and legal experts, who have reacted to the report with...

clock 25 October 2021 • 7 min read
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