Goldman and UBS MiFID fines a 'statement of intent' from FCA

Enforcement could increase under MiFID II

Mike Sheen
clock • 3 min read

Recent multi-million pound fines levied against Goldman Sachs and UBS AG mark a "statement of intent" from the Financial Conduct Authority (FCA) as the regulator cracks down on MiFID-related reporting failures, according to regulatory experts.

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