Financial services

Following the split-cap scandal in 2001/02, the FSA implemented investment trust listing rules. These have since been deemed restrictive and the regulator is currently in consultation over a single set of listing regulations. But could these cause more...

The FSA's proposals to provide greater retail access to hedge funds, via collective vehicles, are a landmark policy development for the regulator

David Bruce will resign from his post as CEO at BC Asset Management as a result of a long-running FS...

As the FSA investigation into split caps disappears up its own investment fundamentals, the Chairman reminisces

Small retail firms have again been the target of FSA criticism, with the regulator warning firms tha...

David Bruce has agreed to resign from his post as CEO at BC Asset Management as a result of a long-r...

Aifa has accused the FSA of unfairly singling out IFAs in its with-profits research. Chris Cummi...

Some advisers are not providing sufficient ongoing advice for with-profits policyholders, according ...

The FSA has fined Charterhouse Consulting Wealth Management Limited £122,500 for carrying out discre...

Passing up the chance to make a few jokes about his cleanliness makes the chairman a tad suspicious