Although a recent FSA statement has created concerns that intermediaries who use wrap cannot describe themselves as independent, as long as they justify the advice given for each client they should encounter no regulatory problems
Managers of investment trusts have greater investment freedom than their peers in the world of Oeics and unit trusts but Ucits III will allow open-ended vehicles to make greater use of derivatives
The private equity market is an increasingly important component of international capital markets, a...
Advisers will face less prescriptive suitability letter requirements under proposed changes to FSA c...
The FSA plans to simplify its rules for investment firms and their customer dealings by reforming it...
APCIMS believes advisers will exercise caution as regulating boundaries still to be defined and fsa plans to introduce additional rules