Regulation

Regulation

FCA partners with Jersey regulator to probe new Woodford venture

WEIF investigation ongoing

clock 17 February 2021 • 2 min read

Regulation

FCA slaps Charles Schwab UK with £9m fine over compliance failures

Breaches affected retail customers

clock 21 December 2020 • 2 min read

Regulation

FCA execs face pressure to hand back £90k bonuses after LCF and Connaught reviews - reports

Megan Butler and Jonathan Davidson under pressure

clock 18 December 2020 • 2 min read

Regulation

FCA warns crypto consumers as temporary registration regime established

Unregistered UK cryptoasset firms may cease trading

clock 16 December 2020 • 2 min read

Desktop

Regulator extends 10% drop rule suspension for additional six months

Covid-19 hiatus

clock 01 October 2020 • 2 min read

Regulation

FCA interim chief executive Woolard to exit

Steps down from board on 1 October

clock 16 September 2020 • 2 min read

Investment

FCA compromise on 10% drop notifications contains 'unnecessary' catch

Advisers critical

clock 01 April 2020 • 4 min read

Investment

Financial Ombudsman changes industry levy plans due to coronavirus pressure

Industry to pay more still

clock 01 April 2020 • 2 min read

Regulation

Policymakers: Pulling out all the stops

Governments and central banks have started to respond more forcefully to the health crisis, enacting policy in an effort to limit long-term damage to the global economy.

clock 18 March 2020 • 3 min read

Investment

FCA moves to delay consultation responses amid coronavirus outbreak

Response time pushed back to October

clock 17 March 2020 • 2 min read
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