Companies

UBS faces fines in excess of $400m over Credit Suisse Archegos failings - reports

Companies

UBS faces fines in excess of $400m over Credit Suisse Archegos failings - reports

Following acquisition

clock 20 June 2023 • 1 min read
Crispin Odey no longer regulated to deal directly with clients

Companies

Crispin Odey no longer regulated to deal directly with clients

Holds no regulatory approval

clock 20 June 2023 • 1 min read
Stock Spotlight: Zara owner Inditex environmental start ups fund not enough to displace fast fashion status

ESG

Stock Spotlight: Zara owner Inditex environmental start ups fund not enough to displace fast fashion status

Owns several fashion brands

clock 19 June 2023 • 4 min read
Odey AM employee assets restricted by FCA

Companies

Odey AM employee assets restricted by FCA

Client assets remain unrestricted

clock 19 June 2023 • 2 min read
PIMCO charged by US SEC over disclosure and procedures failures

Companies

PIMCO charged by US SEC over disclosure and procedures failures

$9m settlement

clock 19 June 2023 • 1 min read
FCA and Odey AM agree movement of asset restrictions - reports

Companies

FCA and Odey AM agree movement of asset restrictions - reports

Five funds suspended or closed

clock 19 June 2023 • 1 min read
WisdomTree chair unseated by shareholder battle

Companies

WisdomTree chair unseated by shareholder battle

Frank Salerno deposed

clock 16 June 2023 • 2 min read
SEC and Federal Reserve investigate Goldman Sachs over SVB collapse - reports

Companies

SEC and Federal Reserve investigate Goldman Sachs over SVB collapse - reports

Potential improper communication

clock 16 June 2023 • 1 min read
Odey Special Situations suspended following 'sizeable' redemptions

Companies

Odey Special Situations suspended following 'sizeable' redemptions

From 15 June

clock 16 June 2023 • 1 min read
LF Odey Portfolio suspended

Companies

LF Odey Portfolio suspended

Fourth suspension

clock 15 June 2023 • 2 min read
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