Consumer Duty

Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulation

Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulatory equivalence recognised

clock 31 January 2024 • 1 min read
Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Industry

Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Simplification of ISA lanscape

clock 31 January 2024 • 2 min read
Jefferies lifts AJ Bell valuation after assets hit record high

Companies

Jefferies lifts AJ Bell valuation after assets hit record high

Maintains ‘Buy’ rating

clock 22 January 2024 • 2 min read
Retail access to crypto ETFs to face Consumer Duty hurdles even if 'unlikely' UK approval granted

Platforms

Retail access to crypto ETFs to face Consumer Duty hurdles even if 'unlikely' UK approval granted

Platform concerns over investor protections

clock 17 January 2024 • 3 min read
Boring Money and Broadridge launch Consumer Duty solution for asset managers

Regulation

Boring Money and Broadridge launch Consumer Duty solution for asset managers

Product and consumer data sets

clock 11 January 2024 • 1 min read
Friday Briefing: 2023 or 2022, again?

Industry

Friday Briefing: 2023 or 2022, again?

Friday Briefing

clock 02 January 2024 • 10 min read
Proof of value a key challenge for firms as industry shifts focus to consumer

Regulation

Proof of value a key challenge for firms as industry shifts focus to consumer

Outlook for 2024

clock 19 December 2023 • 4 min read
Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Wealth Management

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Structured around FCA's four key outcomes

clock 19 December 2023 • 1 min read
Update: FCA to unveil 'far-reaching' listings reforms before year-end

Regulation

Update: FCA to unveil 'far-reaching' listings reforms before year-end

Treasury Select Committee hearing

clock 12 December 2023 • 4 min read
FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

clock 08 December 2023 • 6 min read
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