FCA quizzes asset managers on market abuse controls

Questionnaires sent to firms

Mike Sheen
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The FCA has sent asset managers a questionnaire examining market abuse controls
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The FCA has sent asset managers a questionnaire examining market abuse controls

The Financial Conduct Authority (FCA) has taken its first step in a renewed focus on market abuse in the asset management industry, as the regulator looks to expand its risk management expectations of the sector.

Asset managers have recently been contacted by the FCA, according to Investment Week sources, which sent them a questionnaire examining their risk management procedures in reporting and preventing market...

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