The FCA is set to escalate the number of investigations into suspected wrongdoing once the EU's senior managers regime (SMR) has been fully implemented next year, although these will not necessarily lead to enforcement actions, according to the regulator's director of investigations.
In a 15 June speech, Jamie Symington said the FCA needs an approach to investigation which will help embed the culture of the SMR. "This means that generally where there are grounds for investigating...
Had targeted a £200m IPO
Fund manager poll by the AIC
Partner Insight: Ross Teverson, Head of Strategy, Emerging Markets at Jupiter Asset Management, provides an insight into the Jupiter Global Emerging Markets Fund philosophy, which is centred on identifying companies experiencing 'positive change' in emerging...
Ongoing charge of 0.99%
Marsh to begin working on Income fund in February 2018