Nucleus' Neilson: Time to boost adviser due diligence on DFMs
Follows FCA due diligence report
DFMs should be subject to the same level of scrutiny by advisers as they already carry out on the platform market, according to Nucleus business development head Barry Neilson.
His comments come after a recent paper by the Financial Conduct Authority (FCA) found that while advisers' overall due diligence was good, they were failing in some areas of their checks on platforms....
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