Regulation
FCA publishes guidance on treatment of vulnerable customers
'Embedded culture'
FCA grilled platforms on asset freezes in March before Woodford saga
Consulted on fund illiquidity
FCA grilled platforms on asset freezes in March before Woodford saga
Consulted on fund illiquidity
FCA wins High Court case against unauthorised forex firm
To repay £900,000 to customers
FSCS ups final levy for 2019/20 by £16m to £532m
Life, pensions and investment advice levy down £29m
Advisers struggling with MiFID II requirements amid 'regulatory fatigue'
'Regulatory fatigue'
FCA sets out five priorities for 2019/20; plans new MiFID prudential regime
Brexit remains key priority
FCA's supervision of London Capital & Finance to be investigated
'Broad and comprehensive remit'
FCA devotes more than 300,000 man-hours to Brexit
UK missed today's Brexit 'deadline'
FCA: £197m lost to investment scams in 2018
Average loss £29,000 per person
FSCS to enforce extra £78m levy on financial advisers
Rising claims against pensions advisers
What are the challenges facing financial advisers in 2019?
Partner Insight: A changing regulatory landscape and market volatility are on the agenda
New regulation responsible for outsourcing boom - Architas' Bampton
Partner Insight: The rise in demand for DFM and multi manager solutions has been largely driven by new mandates from the regulator, says James Bampton, head of UK intermediary distribution at Architas
'Unnecessary burden': Advisers cast doubt on MiFID II effectiveness
'More of a challenge than Brexit'
FCA plans drawdown 'investment pathways' to boost outcomes
Retirement outcomes review consultation
FCA: Retirement wake-up packs must start at 50
Range of measures designed to protect consumers
Capita pays FCA £51m over Connaught UCIS investments
Part of up to £66m in compensation to investors
FCA has 'no immediate plans' to deal with pre-RDR trail commission
Opened consultation on issue last June
FOS to hire independent reviewer in wake of Channel 4 investigation
Responding to letter from Treasury Committee chair Nicky Morgan
Government considers 'knowledge-intensive EIS fund structure'
Consultation ends on 11 May 2018
Undertrained FOS staff 'rely on Google' to solve cases
Thousands of cases could be re-opered
FCA receives more than 1,500 MiFID II queries in six months
FOI from Professional Adviser
Update: Banking crisis lawyer Charles Randell confirmed as next FCA chairman
Will serve five-year term
FSCS demands extra £24m levy due to rising SIPP claims
SIPP-related claims continue to grow
