Regulation

FCA softens enforcement approach following backlash

Regulation

FCA softens enforcement approach following backlash

Final decision in Q1 2025

clock 28 November 2024 • 2 min read
FCA unveils consultation into repealing MiFID organisational requirements

Regulation

FCA unveils consultation into repealing MiFID organisational requirements

To be absorbed by FCA Handbook

clock 27 November 2024 • 2 min read
Meritsoft's James Cookson: The debate around the optionality rules for research payments

Regulation

Meritsoft's James Cookson: The debate around the optionality rules for research payments

'A significant shift in the landscape'

clock 27 November 2024 • 3 min read
FCA's Hulme: MPs report 'not fair representation' of regulator's work

Regulation

FCA's Hulme: MPs report 'not fair representation' of regulator's work

Not 'a fair representation'

clock 26 November 2024 • 2 min read
FCA urged to adopt reforms as MPs warn watchdog's 'integrity is called into question'

Regulation

FCA urged to adopt reforms as MPs warn watchdog's 'integrity is called into question'

APPG report

clock 26 November 2024 • 3 min read
Columbia Threadneedle adopts SDR 'Sustainability Focus' labels on nine funds

ESG

Columbia Threadneedle adopts SDR 'Sustainability Focus' labels on nine funds

Global, UK equities and multi asset funds

clock 26 November 2024 • 1 min read
SEC charges former Western Asset Management co-CIO Ken Leech with fraud

Regulation

SEC charges former Western Asset Management co-CIO Ken Leech with fraud

Based on complaints from 2021-2023

clock 26 November 2024 • 2 min read
FCA delivers plans to regulate cryptocurrency

Regulation

FCA delivers plans to regulate cryptocurrency

'Regulation is long overdue'

clock 26 November 2024 • 4 min read
FCA launches economic research competition to help find solutions to UK growth epidemic

Regulation

FCA launches economic research competition to help find solutions to UK growth epidemic

Up to £30,000 for each winner

clock 25 November 2024 • 2 min read
SEC chair Gary Gensler to step down from post in January

Regulation

SEC chair Gary Gensler to step down from post in January

Once Donald Trump takes office

clock 22 November 2024 • 1 min read
Most read
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Trump appoints SEC acting chair on first day in the Oval Office

21 January 2025 • 1 min read
02

'Cracks are starting to appear' in UK labour market as unemployment rises to 4.4%

21 January 2025 • 2 min read
03

Glass Lewis advises Keystone Positive Change shareholders to vote against Saba proposals

21 January 2025 • 2 min read
04

Baillie Gifford US Growth trust boasts positive results ahead of imminent Saba vote

21 January 2025 • 2 min read
05

abrdn back in the black as it posts net inflows in 2024

21 January 2025 • 2 min read
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