Regulation
City Hive reveals founding firms line-up
Network for change
Goldman and UBS MiFID fines a 'statement of intent' from FCA
Enforcement could increase under MiFID II
The most consistent 'veteran' managers over the past decade
Investment Week research
UK fund board overhaul rules must be stricter to achieve 'substantial change'
Six months before deadline
FCA's supervision of London Capital & Finance to be investigated
'Broad and comprehensive remit'
Update: Ex-Barclays EURIBOR riggers handed nine year sentence
Eighth EURIBOR rate-rigging conviction by the Serious Fraud Office
FCA devotes more than 300,000 man-hours to Brexit
UK missed today's Brexit 'deadline'
Goldman Sachs slapped with £34m fine for 'serious and prolonged' MiFID reporting failures
On transactions between November 2007 and March 2017
Fitch hit with record ESMA fine for conflict of interest breach
Took place between 2013 and 2018
Gross, Scrimgeour and Peak: The biggest people moves in Q1
Key hires and departures so far this year
Unigestion CEO Frick: We want to be in the small but specialised camp of asset managers
What does it take to stand out from the crowd?
New whistleblower protections could expose firms to baseless allegations
Follows new FCA guidance
Bitcoin versus the FCA
How can the regulator and cryptocurrency see eye to eye?
How can investment firms prepare for Brexit?
Futureproofing ahead of 29 March deadline
JPMorgan American IT to replace Fish as board eyes new strategy
Performance fees scrapped in MiFID II simplification
Which asset managers will survive the 'industrial evolution'?
Overcoming challenges in the industry
FCA fines UBS £28m for reporting failures
Relates to 136 million transaction reports
SLA tribunal triumph over Lloyds termination of £109bn mandate
Lloyds 'not entitled' to give notice
Four arrested as SFO investigates collapsed London Capital & Finance
'Misleading, unclear, unfair' promotions
Calls for FCA to take charge on SMCR harassment rules
Guidance on dealing with misconduct ahead of regulation launch
'Increasingly uncompetitive': BNP Paribas AM tightens coal investment policy
'Reduce the economic risk'
'Ensuring healthy competition in the sector': Industry welcomes FCA's Platform Market study
Consultation paper published today
FCA proposes 'in specie' transfers and unit class conversions to improve platform switching
Proposed changes to effect from 31 July 2020
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