Regulation

Advisory

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Regulation

Top ten Brexit articles: What does the industry expect?

EU referendum looms

clock 19 February 2016 • 1 min read

Asset Managers

What will be the main challenges for UK asset managers as Brexit support grows?

Departure from EU could affect MiFID compliance

clock 18 February 2016 • 5 min read

Regulation

Gosling's Grouse: The hidden charges threat

Hidden costs bite

clock 12 February 2016 • 2 min read

Financial services

Ex-FSA chairman attacks P2P in wake of industry's biggest failure

Crowdfunded Rebus lost £800k

clock 10 February 2016 • 4 min read

Financial services

MiFID II officially delayed until January 2018 by EU regulators

'Exceptional technical implementation challenges'

clock 10 February 2016 • 1 min read

Regulation

Jargon is not the only problem with industry consumer communications

Majid Shabir, CEO of Instinct Studios, argues ditching jargon is an important part of communication, but using technology and creative design to turn data into meaningful information will help support investors in making properly informed financial decisions....

clock 10 February 2016 • 3 min read

Regulation

Capita pays off Arch cru investors to escape court ruling

Investors get secret deal

clock 10 February 2016 • 4 min read

Financial services

EU regulators kick off $1.5trn debt market rigging probe

Potential rigging of SSA market

clock 10 February 2016 • 1 min read

Asset Managers

FCA fines ex-JP Morgan Chase boss £793k over 'London Whale' failings

Failed to be "open and co-operative"

clock 09 February 2016 • 1 min read
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